Ensuring appropriate monitoring, archival and retrieval of all electronic communication throughout your firm in order to meet SEC & NASD requirements.
- Complete archival of all representatives email up to 3 years.
- Traps suspect email from reaching intended recipients.
- Customizable compliance word and phrase library.
- Highlights compliance violations within email for easy review.
- Filtering and searching capabilities offer quick online retrieval of any email.
- Remains transparent to end-users.
- Deploy a solution that is not only functional, but also SIMPLE and enjoyable to use!
- Complimenting our existing AdvisorSquare web site compliance program!
AdvisorMail fulfills all SEC and NASD requirements for email surveillance and storage.
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